Rosenblatt...

Your Edge in the Global Exchange Space

EXCHANGE SOLUTIONS

Rosenblatt Securities provides a full array of market structure and exchange-related solutions in addition to execution services for institutional customers where we have had a reputation for expertise and providing conflict-of-interest free service since 1979. As a part of that history, we have always been observers and students of market structure simply because we believe it provides our customers with a tangible trading edge, whether that’s helping them navigate a confusing array of market centers and their rules better than other brokers or being leaders in bringing automated tools to the buy-side, such as being the first firm to provide NYSE DOT access to non-members over fifteen years ago. Over the past several years, with the revolutionary changes in market structure, as well as the accompanying explosion in exchange market cap, proliferation of new venues and investments in them, and now consolidation in the exchange space, the demand for our expertise in this area has increased as fast as the pace of change and the complexity of market structure itself.

The Only Practitioner-Led Analysis for Investors in the Exchange Space
Our analysis of the exchange and brokerage space is now not only used by our customers’ traders to help them make tactical adjustments to their trading approaches based on market structure changes and new product developments, but also portfolio managers and analysts from hedge funds, private equity firms and money managers. We add the unique insights of a practitioner with an in-depth understanding of industry trends and local market acumen to their investment considerations–something a typical Wall Street analyst cannot deliver. There’s nothing like trading every day in all major market centers to help understand competitive developments. Being in constant contact with important industry figures doesn’t hurt either. Our CEO is currently one of the six most senior NYSE officials in his role as Executive Governor of the NYSE, while our President is on the advisory boards of The Journal of Trading and Wall Street and Technology. Our understanding of the implications of pricing changes, product developments like NYSE Hybrid, and regulatory matters such as Reg NMS and MiFID is second to none. One form in which we bring this expertise to the marketplace is our widely-read newsletter Trading Talk.

Products and Services

• Weekly Distribution of Market Structure Analysis and Global Exchange Commentary.
• Access to Managements of Public and Private Exchanges and related companies, as well as other industry experts.
• Access to Industry and In-House Market Structure Experts.
• Joe Gawronski, President and COO.
• Richard Rosenblatt , CEO and Executive Governor of NYSE
• Scott Burrill, CFA, Partner, 17-years of experience as a PM and head trader on the buy-side and one of the leading industry experts on Transaction Cost Analysis
• Justin Schack, RSI Market Structure Analyst, Former Editor Institutional Investor.
• Robust Calendar of Events.
• Advisory and consulting work for mergers, acquisitions and minority stake purchase and sales for public and private companies and investors in the exchange, financial technology and brokerage vertical.